home *** CD-ROM | disk | FTP | other *** search
- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- Nos. 94-631, 94-797 and 94-929
- --------
- ZELL MILLER, et al., APPELLANTS
- 94-631 v.
- DAVIDA JOHNSON et al.
-
- LUCIOUS ABRAMS, Jr., et al., APPELLANTS
- 94-797 v.
- DAVIDA JOHNSON et al.
-
- UNITED STATES, APPELLANT
- 94-929 v.
- DAVIDA JOHNSON et al.
- on appeals from the united states district court
- for the southern district of georgia
- [June 29, 1995]
-
- Justice Kennedy delivered the opinion of the Court.
- The constitutionality of Georgia's congressional
- redistricting plan is at issue here. In Shaw v. Reno,
- 509 U. S. ___ (1993), we held that a plaintiff states a
- claim under the Equal Protection Clause by alleging that
- a state redistricting plan, on its face, has no rational
- explanation save as an effort to separate voters on the
- basis of race. The question we now decide is whether
- Georgia's new Eleventh District gives rise to a valid
- equal protection claim under the principles announced in
- Shaw, and, if so, whether it can be sustained nonethe-
- less as narrowly tailored to serve a compelling govern-
- mental interest.
-
- I
- A
- The Equal Protection Clause of the Fourteenth Amend-
- ment provides that no State shall -deny to any person
- within its jurisdiction the equal protection of the laws.-
- U. S. Const., Amdt. 14, 1. Its central mandate is racial
- neutrality in governmental decisionmaking. See, e.g.,
- Loving v. Virginia, 388 U. S. 1, 11 (1967); McLaughlin
- v. Florida, 379 U. S. 184, 191-192 (1964); see also
- Brown v. Board of Education, 347 U. S. 483 (1954).
- Though application of this imperative raises difficult
- questions, the basic principle is straightforward: -Racial
- and ethnic distinctions of any sort are inherently suspect
- and thus call for the most exacting judicial examina-
- tion. . . . This perception of racial and ethnic distinc-
- tions is rooted in our Nation's constitutional and demo-
- graphic history.- Regents of Univ. of California v.
- Bakke, 438 U. S. 265, 291 (1978) (opinion of Powell, J.).
- This rule obtains with equal force regardless of -the race
- of those burdened or benefited by a particular classifica-
- tion.- Richmond v. J. A. Croson Co., 488 U. S. 469, 494
- (1989) (plurality opinion) (citations omitted); id., at 520
- (Scalia, J., concurring in judgment) (-I agree . . . with
- Justice O'Connor's conclusion that strict scrutiny must
- be applied to all governmental classification by race-);
- see also Adarand Constructors, Inc. v. Pena, ___ U. S.
- ___, ___ (1995) (slip op., at 21); Bakke, supra, at
- 289-291 (opinion of Powell, J.). Laws classifying
- citizens on the basis of race cannot be upheld unless
- they are narrowly tailored to achieving a compelling
- state interest. See, e.g., Adarand, supra, at ___ (slip
- op., at 29); Croson, supra, at 494 (plurality opinion);
- Wygant v. Jackson Bd. of Ed., 476 U. S. 267, 274, 280,
- and n. 6 (1986) (plurality opinion).
- In Shaw v. Reno, supra, we recognized that these
- equal protection principles govern a State's drawing of
- congressional districts, though, as our cautious approach
- there discloses, application of these principles to elec-
- toral districting is a most delicate task. Our analysis
- began from the premise that -[l]aws that explicitly dis-
- tinguish between individuals on racial grounds fall
- within the core of [the Equal Protection Clause's] pro-
- hibition.- Id., at ___ (slip op., at 10). This prohibition
- extends not just to explicit racial classifications, but also
- to laws neutral on their face but -`unexplainable on
- grounds other than race.'- Id., at ___ (slip op., at 12)
- (quoting Arlington Heights v. Metropolitan Housing De-
- velopment Corp., 429 U. S. 252, 266 (1977)). Applying
- this basic Equal Protection analysis in the voting rights
- context, we held that -redistricting legislation that is so
- bizarre on its face that it is `unexplainable on grounds
- other than race,' . . . demands the same close scrutiny
- that we give other state laws that classify citizens by
- race.- 509 U. S., at ___ (slip op., at 12) (quoting
- Arlington Heights, supra, at 266).
- This case requires us to apply the principles articu-
- lated in Shaw to the most recent congressional redis-
- tricting plan enacted by the State of Georgia.
-
- B
- In 1965, the Attorney General designated Georgia a
- covered jurisdiction under 4(b) of the Voting Rights Act,
- 79 Stat. 438, as amended, 42 U. S. C. 1973b(b) (Act).
- 30 Fed. Reg. 9897 (1965); see 28 CFR pt. 51, App.; see
- also City of Rome v. United States, 446 U. S. 156, 161
- (1980). In consequence, 5 of the Act requires Georgia
- to obtain either administrative preclearance by the At-
- torney General or approval by the United States District
- Court for the District of Columbia of any change in a
- -standard, practice, or procedure with respect to voting-
- made after November 1, 1964. 42 U. S. C. 1973c. The
- preclearance mechanism applies to congressional redis-
- tricting plans, see, e.g., Beer v. United States, 425 U. S.
- 130, 133 (1976), and requires that the proposed change
- -not have the purpose and will not have the effect of
- denying or abridging the right to vote on account of race
- or color.- 42 U. S. C. 1973c. -[T]he purpose of 5 has
- always been to insure that no voting-procedure changes
- would be made that would lead to a retrogression in the
- position of racial minorities with respect to their effec-
- tive exercise of the electoral franchise.- Beer, supra, at
- 141.
- Between 1980 and 1990, one of Georgia's 10 congres-
- sional districts was a majority-black district, that is, a
- majority of the district's voters were black. The 1990
- Decennial Census indicated that Georgia's population of
- 6,478,216 persons, 27% of whom are black, entitled it to
- an additional eleventh congressional seat, App. 9,
- prompting Georgia's General Assembly to redraw the
- State's congressional districts. Both the House and the
- Senate adopted redistricting guidelines which, among
- other things, required single-member districts of equal
- population, contiguous geography, nondilution of minority
- voting strength, fidelity to precinct lines where possible,
- and compliance with 2 and 5 of the Act, 42 U. S. C.
- 1973, 1973c. See App. 11-12. Only after these re-
- quirements were met did the guidelines permit drafters
- to consider other ends, such as maintaining the integrity
- of political subdivisions, preserving the core of existing
- districts, and avoiding contests between incumbents. Id.,
- at 12.
- A special session opened in August 1991, and the
- General Assembly submitted a congressional redistricting
- plan to the Attorney General for preclearance on October
- 1, 1991. The legislature's plan contained two majority-
- minority districts, the Fifth and Eleventh, and an
- additional district, the Second, in which blacks com-
- prised just over 35% of the voting age population.
- Despite the plan's increase in the number of majority-
- black districts from one to two and the absence of any
- evidence of an intent to discriminate against minority
- voters, 864 F. Supp. 1354, 1363, and n. 7 (SD Ga. 1994),
- the Department of Justice refused preclearance on Janu-
- ary 21, 1992. App. 99-107. The Department's objection
- letter noted a concern that Georgia had created only two
- majority-minority districts, and that the proposed plan
- did not -recognize- certain minority populations by plac-
- ing them in a majority-black district. Id., at 105,
- 105-106.
- The General Assembly returned to the drawing board.
- A new plan was enacted and submitted for preclearance.
- This second attempt assigned the black population in
- Central Georgia's Baldwin County to the Eleventh
- District and increased the black populations in the
- Eleventh, Fifth and Second Districts. The Justice
- Department refused preclearance again, relying on
- alternative plans proposing three majority-minority
- districts. Id., 120-126. One of the alternative schemes
- relied on by the Department was the so-called -max-
- black- plan, 864 F. Supp., at 1360, 1362-1363, drafted
- by the American Civil Liberties Union (ACLU) for the
- General Assembly's black caucus. The key to the
- ACLU's plan was the -Macon/Savannah trade.- The
- dense black population in the Macon region would be
- transferred from the Eleventh District to the Second,
- converting the Second into a majority-black district, and
- the Eleventh District's loss in black population would be
- offset by extending the Eleventh to include the black
- populations in Savannah. Id., at 1365-1366. Pointing
- to the General Assembly's refusal to enact the Macon/Sa-
- vannah swap into law, the Justice Department concluded
- that Georgia had -failed to explain adequately- its fail-
- ure to create a third majority-minority district. App.
- 125. The State did not seek a declaratory judgment
- from the District Court for the District of Columbia.
- 864 F. Supp., at 1366, n. 11.
- Twice spurned, the General Assembly set out to create
- three majority-minority districts to gain preclearance.
- Id., at 1366. Using the ACLU's -max-black- plan as its
- benchmark, id., at 1366-1367, the General Assembly
- enacted a plan that
- -bore all the signs of [the Justice Department's]
- involvement: The black population of Meriwether
- County was gouged out of the Third District and
- attached to the Second District by the narrowest of
- land bridges; Effingham and Chatham Counties were
- split to make way for the Savannah extension,
- which itself split the City of Savannah; and the plan
- as a whole split 26 counties, 23 more than the
- existing congressional districts.- Id., at 1367; see
- Appendix A (attached).
- The new plan also enacted the Macon/Savannah swap
- necessary to create a third majority-black district. The
- Eleventh District lost the black population of Macon, but
- picked up Savannah, thereby connecting the black
- neighborhoods of metropolitan Atlanta and the poor
- black populace of coastal Chatham County, though 260
- miles apart in distance and worlds apart in culture. In
- short, the social, political and economic makeup of the
- Eleventh District tells a tale of disparity, not commu-
- nity. See id., at 1376-1377, 1389-1390; Plaintiff's Exh.
- No. 85, pp. 10-27 (report of Timothy G. O'Rourke,
- Ph.D.). As the attached appendices attest,
- -[t]he populations of the Eleventh are centered
- around four discrete, widely spaced urban centers
- that have absolutely nothing to do with each other,
- and stretch the district hundreds of miles across
- rural counties and narrow swamp corridors.- 864
- F. Supp., at 1389 (footnote omitted).
- -The dense population centers of the approved
- Eleventh District were all majority-black, all at the
- periphery of the district, and in the case of Atlanta,
- Augusta and Savannah, all tied to a sparsely
- populated rural core by even less populated land
- bridges. Extending from Atlanta to the Atlantic, the
- Eleventh covered 6,784.2 square miles, splitting
- eight counties and five municipalities along the
- way.- Id., at 1367 (footnote omitted).
- The Almanac of American Politics has this to say about
- the Eleventh District: -Geographically, it is a monstros-
- ity, stretching from Atlanta to Savannah. Its core is the
- plantation country in the center of the state, lightly
- populated, but heavily black. It links by narrow
- corridors the black neighborhoods in Augusta, Savannah
- and southern DeKalb County.- M. Barone & G. Ujifusa,
- Almanac of American Politics 356 (1994). Georgia's plan
- included three majority-black districts, though, and re-
- ceived Justice Department preclearance on April 2, 1992.
- Plaintiff's Exh. No. 6; see 864 F. Supp., at 1367.
- Elections were held under the new congressional redis-
- tricting plan on November 4, 1992, and black candidates
- were elected to Congress from all three majority-black
- districts. Id., at 1369. On January 13, 1994, appellees,
- five white voters from the Eleventh District, filed this
- action against various state officials (Miller Appellants)
- in the United States District Court for the Southern
- District of Georgia. Id., at 1369, 1370. As residents of
- the challenged Eleventh District, all appellees had
- standing. See United States v. Hays, ___ U. S. ___, ___
- (1995) (slip op., at 8). Their suit alleged that Georgia's
- Eleventh District was a racial gerrymander and so a vio-
- lation of the Equal Protection Clause as interpreted in
- Shaw v. Reno. A three-judge court was convened pursu-
- ant to 28 U. S. C. 2284, and the United States and a
- number of Georgia residents intervened in support of the
- defendant-state officials.
- A majority of the District Court panel agreed that the
- Eleventh District was invalid under Shaw, with one
- judge dissenting. 864 F. Supp. 1354 (SD Ga. 1994).
- After sharp criticism of the Justice Department for its
- use of partisan advocates in its dealings with state of-
- ficials and for its close cooperation with the ACLU's
- vigorous advocacy of minority district maximization, the
- majority turned to a careful interpretation of our opinion
- in Shaw. It read Shaw to require strict scrutiny when-
- ever race is the -overriding, predominant force- in the
- redistricting process. Id., at 1372 (emphasis omitted).
- Citing much evidence of the legislature's purpose and in-
- tent in creating the final plan, as well as the irregular
- shape of the District (in particular several appendages
- drawn for the obvious purpose of putting black popula-
- tions into the District), the court found that race was
- the overriding and predominant force in the districting
- determination. Id., at 1378. The court proceeded to
- apply strict scrutiny. Though rejecting proportional rep-
- resentation as a compelling interest, it was willing to as-
- sume that compliance with the Voting Rights Act would
- be a compelling interest. Id., at 1381-1382. As to the
- latter, however, the court found that the Act did not re-
- quire three majority-black districts, and that Georgia's
- plan for that reason was not narrowly tailored to the
- goal of complying with the Act. Id., at 1392-1393.
- Appellants filed notices of appeal and requested a stay
- of the District Court's judgment, which we granted
- pending the filing and disposition of the appeals in this
- case, Miller v. Johnson, 512 U. S. ___ (1994). We later
- noted probable jurisdiction. 513 U. S. ___ (1995); see 28
- U. S. C. 1253.
-
- II
- A
- Finding that the -evidence of the General Assembly's
- intent to racially gerrymander the Eleventh District is
- overwhelming, and practically stipulated by the parties
- involved,- the District Court held that race was the
- predominant, overriding factor in drawing the Eleventh
- District. 864 F. Supp., at 1374; see id., at 1374-1378.
- Appellants do not take issue with the court's factual
- finding of this racial motivation. Rather, they contend
- that evidence of a legislature's deliberate classification
- of voters on the basis of race cannot alone suffice to
- state a claim under Shaw. They argue that, regardless
- of the legislature's purposes, a plaintiff must demon-
- strate that a district's shape is so bizarre that it is
- unexplainable other than on the basis of race, and that
- appellees failed to make that showing here. Appellants'
- conception of the constitutional violation misapprehends
- our holding in Shaw and the Equal Protection precedent
- upon which Shaw relied.
- Shaw recognized a claim -analytically distinct- from a
- vote dilution claim. 509 U. S., at ___ (slip op., at 21);
- see id., at ___ (slip op., at 18). Whereas a vote dilution
- claim alleges that the State has enacted a particular
- voting scheme as a purposeful device -to minimize or
- cancel out the voting potential of racial or ethnic
- minorities,- Mobile v. Bolden, 446 U. S. 55, 66 (1980)
- (citing cases), an action disadvantaging voters of a par-
- ticular race, the essence of the equal protection claim
- recognized in Shaw is that the State has used race as
- a basis for separating voters into districts. Just as the
- State may not, absent extraordinary justification, segre-
- gate citizens on the basis of race in its public parks,
- New Orleans City Park Improvement Assn. v. Detiege,
- 358 U. S. 54 (1958) (per curiam), buses, Gayle v.
- Browder, 352 U. S. 903 (1956) (per curiam), golf courses,
- Holmes v. Atlanta, 350 U. S. 879 (1955) (per curiam),
- beaches, Mayor and City Council of Baltimore v. Daw-
- son, 350 U. S. 877 (1955) (per curiam), and schools,
- Brown, supra, so did we recognize in Shaw that it may
- not separate its citizens into different voting districts on
- the basis of race. The idea is a simple one: -At the
- heart of the Constitution's guarantee of equal protection
- lies the simple command that the Government must
- treat citizens `as individuals, not -as simply components
- of a racial, religious, sexual or national class.-'- Metro
- Broadcasting, Inc. v. FCC, 497 U. S. 547, 602 (1990)
- (O'Connor, J., dissenting) (quoting Arizona Governing
- Comm. for Tax Deferred Annuity and Deferred Compen-
- sation Plans v. Norris, 463 U. S. 1073, 1083 (1983));
- cf. Northeastern Fla. Chapter, Associated Gen. Contrac-
- tors of America v. Jacksonville, 508 U. S. ___, ___ (1993)
- (slip op., at 9) (-`injury in fact'- was -denial of equal
- treatment . . . not the ultimate inability to obtain the
- benefit-). When the State assigns voters on the basis of
- race, it engages in the offensive and demeaning assump-
- tion that voters of a particular race, because of their
- race, -think alike, share the same political interests, and
- will prefer the same candidates at the polls.- Shaw,
- supra, at ___ (slip op., at 16); see Metro Broadcasting,
- supra, at 636 (Kennedy, J., dissenting). Race-based as-
- signments -embody stereotypes that treat individuals as
- the product of their race, evaluating their thoughts and
- efforts-their very worth as citizens-according to a cri-
- terion barred to the Government by history and the Con-
- stitution.- Metro Broadcasting, supra, at 604 (O'Con-
- nor, J., dissenting) (citation omitted); see Powers v.
- Ohio, 499 U. S. 400, 410 (1991) (-Race cannot be a
- proxy for determining juror bias or competence-);
- Palmore v. Sidoti, 466 U. S. 429, 432 (1984) (-Classi-
- fying persons according to their race is more likely to
- reflect racial prejudice than legitimate public concerns;
- the race, not the person, dictates the category-). They
- also cause society serious harm. As we concluded in
- Shaw:
- -Racial classifications with respect to voting carry
- particular dangers. Racial gerrymandering, even for
- remedial purposes, may balkanize us into competing
- racial factions; it threatens to carry us further from
- the goal of a political system in which race no
- longer matters-a goal that the Fourteenth and Fif-
- teenth Amendments embody, and to which the Na-
- tion continues to aspire. It is for these reasons that
- race-based districting by our state legislatures de-
- mands close judicial scrutiny.- Shaw, supra, at ___
- (slip op., at 26).
- Our observation in Shaw of the consequences of racial
- stereotyping was not meant to suggest that a district
- must be bizarre on its face before there is a constitu-
- tional violation. Nor was our conclusion in Shaw that
- in certain instances a district's appearance (or, to be
- more precise, its appearance in combination with certain
- demographic evidence) can give rise to an equal protec-
- tion claim, 509 U. S., at ___ (slip op., at 17), a holding
- that bizarreness was a threshold showing, as appellants
- believe it to be. Our circumspect approach and narrow
- holding in Shaw did not erect an artificial rule barring
- accepted equal protection analysis in other redistricting
- cases. Shape is relevant not because bizarreness is a
- necessary element of the constitutional wrong or a thresh-
- old requirement of proof, but because it may be persua-
- sive circumstantial evidence that race for its own sake,
- and not other districting principles, was the legislature's
- dominant and controlling rationale in drawing its district
- lines. The logical implication, as courts applying Shaw
- have recognized, is that parties may rely on evidence
- other than bizarreness to establish race-based districting.
- See Shaw v. Hunt, 861 F. Supp. 408, 431 (EDNC 1994);
- Hays v. Louisiana, 839 F. Supp. 1188, 1195 (WD La.
- 1993), vacated, 512 U. S. ___ (1994); but see DeWitt v.
- Wilson, 856 F. Supp. 1409, 1413 (ED Cal. 1994).
- Our reasoning in Shaw compels this conclusion. We
- recognized in Shaw that, outside the districting context,
- statutes are subject to strict scrutiny under the Equal
- Protection Clause not just when they contain express
- racial classifications, but also when, though race neutral
- on their face, they are motivated by a racial purpose or
- object. 509 U. S. , at ___ (slip op., at 12). In the rare
- case, where the effect of government action is a pattern
- -`unexplainable on grounds other than race,'- ibid.
- (quoting Arlington Heights, 429 U. S., at 266), -[t]he evi-
- dentiary inquiry is . . . relatively easy.- Arlington
- Heights, supra, at 266 (footnote omitted). As early as
- Yick Wo v. Hopkins, 118 U. S. 356 (1886), the Court
- recognized that a laundry permit ordinance was adminis-
- tered in a deliberate way to exclude all Chinese from
- the laundry business; and in Gomillion v. Lightfoot, 364
- U. S. 339 (1960), the Court concluded that the redraw-
- ing of Tuskegee, Alabama's municipal boundaries left no
- doubt that the plan was designed to exclude blacks.
- Even in those cases, however, it was the presumed ra-
- cial purpose of state action, not its stark manifestation,
- that was the constitutional violation. Patterns of dis-
- crimination as conspicuous as these are rare, and are
- not a necessary predicate to a violation of the Equal
- Protection Clause. Cf. Arlington Heights, supra, at 266,
- n. 14. In the absence of a pattern as stark as those in
- Yick Wo or Gomillion, -impact alone is not determina-
- tive, and the Court must look to other evidence- of race-
- based decisionmaking. Arlington Heights, supra, at 266
- (footnotes omitted).
- Shaw applied these same principles to redistricting.
- -In some exceptional cases, a reapportionment plan may
- be so highly irregular that, on its face, it rationally
- cannot be understood as anything other than an effort
- to `segregat[e] . . . voters' on the basis of race.- Shaw,
- supra, at ___ (slip op., at 15) (quoting Gomillion, supra,
- at 341). In other cases, where the district is not so
- bizarre on its face that it discloses a racial design, the
- proof will be more -difficul[t].- Ibid. Although it was
- not necessary in Shaw to consider further the proof re-
- quired in these more difficult cases, the logical import of
- our reasoning is that evidence other than a district's bi-
- zarre shape can be used to support the claim.
- Appellants and some of their amici argue that the
- Equal Protection Clause's general proscription on race-
- based decisionmaking does not obtain in the districting
- context because redistricting by definition involves racial
- considerations. Underlying their argument are the very
- stereotypical assumptions the Equal Protection Clause
- forbids. It is true that redistricting in most cases will
- implicate a political calculus in which various interests
- compete for recognition, but it does not follow from this
- that individuals of the same race share a single political
- interest. The view that they do is -based on the
- demeaning notion that members of the defined racial
- groups ascribe to certain `minority views' that must be
- different from those of other citizens,- Metro Broadcast-
- ing, 497 U. S., at 636 (Kennedy, J., dissenting), the
- precise use of race as a proxy the Constitution prohibits.
- Nor can the argument that districting cases are excepted
- from standard equal protection precepts be resuscitated
- by United Jewish Organizations of Williamsburgh, Inc.
- v. Carey, 430 U. S. 144 (1977), where the Court ad-
- dressed a claim that New York violated the Constitution
- by splitting a Hasidic Jewish community in order to in-
- clude additional majority-minority districts. As we ex-
- plained in Shaw, a majority of the Justices in UJO con-
- strued the complaint as stating a vote dilution claim, so
- their analysis does not apply to a claim that the State
- has separated voters on the basis of race. 509 U. S., at
- ___ (slip op., at 20). To the extent any of the opinions
- in that -highly fractured decision,- id., at ___ (slip op.,
- at 19), can be interpreted as suggesting that a State's
- assignment of voters on the basis of race would be sub-
- ject to anything but our strictest scrutiny, those views
- ought not be deemed controlling.
- In sum, we make clear that parties alleging that a
- State has assigned voters on the basis of race are nei-
- ther confined in their proof to evidence regarding the
- district's geometry and makeup nor required to make a
- threshold showing of bizarreness. Today's case requires
- us further to consider the requirements of the proof nec-
- essary to sustain this equal protection challenge.
-
- B
- Federal court review of districting legislation repre-
- sents a serious intrusion on the most vital of local
- functions. It is well settled that -reapportionment is
- primarily the duty and responsibility of the State.-
- Chapman v. Meier, 420 U. S. 1, 27 (1975); see, e.g.,
- Voinovich v. Quilter, 507 U. S. ___, ___-___ (1993) (slip
- op., at 8-9); Growe v. Emison, 507 U. S. ___, ___ (1993)
- (slip op., at 8). Electoral districting is a most difficult
- subject for legislatures, and so the States must have dis-
- cretion to exercise the political judgment necessary to
- balance competing interests. Although race-based deci-
- sionmaking is inherently suspect, e.g., Adarand, ___
- U. S., at ___, (slip op. at 15) (citing Bakke, 438 U. S., at
- 291 (opinion of Powell, J.)), until a claimant makes a
- showing sufficient to support that allegation the good
- faith of a state legislature must be presumed, see Bakke,
- supra, at 318-319 (opinion of Powell, J.). The courts, in
- assessing the sufficiency of a challenge to a districting
- plan, must be sensitive to the complex interplay of
- forces that enter a legislature's redistricting calculus.
- Redistricting legislatures will, for example, almost al-
- ways be aware of racial demographics; but it does not
- follow that race predominates in the redistricting proc-
- ess. Shaw, supra, at ___ (slip op., at 14); see Personnel
- Administrator of Mass. v. Feeney, 442 U. S. 256, 279
- (1979) (-`[D]iscriminatory' purpose' . . . implies more
- than intent as volition or intent as awareness of conse-
- quences. It implies that the decisionmaker . . . selected
- or reaffirmed a particular course of action at least in
- part `because of,' not merely `in spite of,' its adverse
- effects-) (footnotes and citation omitted). The distinction
- between being aware of racial considerations and being
- motivated by them may be difficult to make. This
- evidentiary difficulty, together with the sensitive nature
- of redistricting and the presumption of good faith that
- must be accorded legislative enactments, requires courts
- to exercise extraordinary caution in adjudicating claims
- that a state has drawn district lines on the basis of
- race. The plaintiff's burden is to show, either through
- circumstantial evidence of a district's shape and demo-
- graphics or more direct evidence going to legislative
- purpose, that race was the predominant factor motivat-
- ing the legislature's decision to place a significant
- number of voters within or without a particular district.
- To make this showing, a plaintiff must prove that the
- legislature subordinated traditional race-neutral
- districting principles, including but not limited to
- compactness, contiguity, respect for political subdivisions
- or communities defined by actual shared interests, to
- racial considerations. Where these or other race-neutral
- considerations are the basis for redistricting legislation,
- and are not subordinated to race, a state can -defeat a
- claim that a district has been gerrymandered on racial
- lines.- Shaw, supra, at 2827. These principles inform
- the plaintiff's burden of proof at trial. Of course, courts
- must also recognize these principles, and the intrusive
- potential of judicial intervention into the legislative
- realm, when assessing under the Federal Rules of Civil
- Procedure the adequacy of a plaintiff's showing at the
- various stages of litigation and determining whether to
- permit discovery or trial to proceed. See, e.g., Fed.
- Rules Civ. Proc. 12(b) & (e), 26(b)(2), 56; see also Celotex
- Corp. v. Catrett, 477 U. S. 317, 327 (1986).
- In our view, the District Court applied the correct
- analysis, and its finding that race was the predominant
- factor motivating the drawing of the Eleventh District
- was not clearly erroneous. The court found it was
- -exceedingly obvious- from the shape of the Eleventh
- District, together with the relevant racial demographics,
- that the drawing of narrow land bridges to incorporate
- within the District outlying appendages containing
- nearly 80% of the district's total black population was a
- deliberate attempt to bring black populations into the
- district. 864 F. Supp., at 1375; see id., at 1374-1376.
- Although by comparison with other districts the geomet-
- ric shape of the Eleventh District may not seem bizarre
- on its face, when its shape is considered in conjunction
- with its racial and population densities, the story of
- racial gerrymandering seen by the District Court
- becomes much clearer. See Appendix B (attached); see
- also App. 133. Although this evidence is quite compel-
- ling, we need not determine whether it was, standing
- alone, sufficient to establish a Shaw claim that the
- Eleventh District is unexplainable other than by race.
- The District Court had before it considerable additional
- evidence showing that the General Assembly was
- motivated by a predominant, overriding desire to assign
- black populations to the Eleventh District and thereby
- permit the creation of a third majority-black district in
- the Second. 864 F. Supp., at 1372, 1378.
- The court found that -it became obvious,- both from
- the Justice Department's objection letters and the three
- preclearance rounds in general, -that [the Justice
- Department] would accept nothing less than abject
- surrender to its maximization agenda.- Id., at 1366,
- n. 11; see id., at 1360-1367; see also Arlington Heights,
- 429 U. S., at 267 (-historical background of the decision
- is one evidentiary source-). It further found that the
- General Assembly acquiesced and as a consequence was
- driven by its overriding desire to comply with the
- Department's maximization demands. The court sup-
- ported its conclusion not just with the testimony of
- Linda Meggers, the operator of -Herschel,- Georgia's
- reapportionment computer, and -probably the most
- knowledgeable person available on the subject of Geor-
- gian redistricting,- 864 F. Supp., at 1361, 1363, n. 6,
- 1366, but also with the State's own concessions. The
- State admitted that it -`would not have added those
- portions of Effingham and Chatham Counties that are
- now in the [far southeastern extension of the] present
- Eleventh Congressional District but for the need to in-
- clude additional black population in that district to
- offset the loss of black population caused by the shift of
- predominantly black portions of Bibb County in the Sec-
- ond Congressional District which occurred in response to
- the Department of Justice's March 20th, 1992, objection
- letter.'- Id., at 1377. It conceded further that -[t]o the
- extent that precincts in the Eleventh Congressional Dis-
- trict are split, a substantial reason for their being split
- was the objective of increasing the black population of
- that district.- Ibid. And in its brief to this Court, the
- State concedes that -[i]t is undisputed that Georgia's
- eleventh is the product of a desire by the General As-
- sembly to create a majority black district.- Brief for
- Miller Appellants 30. Hence the trial court had little
- difficulty concluding that the Justice Department -spent
- months demanding purely race-based revisions to Geor-
- gia's redistricting plans, and that Georgia spent months
- attempting to comply.- 864 F. Supp., at 1377. On this
- record, we fail to see how the District Court could have
- reached any conclusion other than that race was the
- predominant factor in drawing Georgia's Eleventh Dis-
- trict; and in any event we conclude the court's finding
- is not clearly erroneous. Compare Wright v. Rockefeller,
- 376 U. S. 52, 56-57 (1964) (evidence presented -conflict-
- ing inferences- and therefore -failed to prove that the
- New York Legislature was either motivated by racial
- considerations or in fact drew the districts on racial
- lines-).
- In light of its well-supported finding, the District
- Court was justified in rejecting the various alternative
- explanations offered for the District. Although a
- legislature's compliance with -traditional districting
- principles such as compactness, contiguity, and respect
- for political subdivisions- may well suffice to refute a
- claim of racial gerrymandering, Shaw, 509 U. S., at ___
- (slip op., at 15), appellants cannot make such a refuta-
- tion where, as here, those factors were subordinated to
- racial objectives. Georgia's Attorney General objected to
- the Justice Department's demand for three majority-
- black districts on the ground that to do so the State
- would have to -violate all reasonable standards of
- compactness and contiguity.- App. 118. This statement
- from a state official is powerful evidence that the
- legislature subordinated traditional districting principles
- to race when it ultimately enacted a plan creating three
- majority-black districts, and justified the District Court's
- finding that -every [objective districting] factor that
- could realistically be subordinated to racial tinkering in
- fact suffered that fate.- 864 F. Supp., at 1384; see id.,
- at 1364, n. 8; id., at 1375 (-While the boundaries of the
- Eleventh do indeed follow many precinct lines, this is
- because Ms. Meggers designed the Eleventh District
- along racial lines, and race data was most accessible to
- her at the precinct level-).
- Nor can the State's districting legislation be rescued
- by mere recitation of purported communities of interest.
- The evidence was compelling -that there are no tangible
- `communities of interest' spanning the hundreds of miles
- of the Eleventh District.- Id., at 1389-1390. A compre-
- hensive report demonstrated the fractured political, so-
- cial, and economic interests within the Eleventh Dis-
- trict's black population. See Plaintiff's Exh. No. 85,
- pp. 10-27 (report of Timothy G. O'Rourke, Ph.D.). It is
- apparent that it was not alleged shared interests but
- rather the object of maximizing the District's black popu-
- lation and obtaining Justice Department approval that
- in fact explained the General Assembly's actions. 864
- F. Supp., at 1366, 1378, 1380. A State is free to recog-
- nize communities that have a particular racial makeup,
- provided its action is directed toward some common
- thread of relevant interests. -[W]hen members of a
- racial group live together in one community, a reappor-
- tionment plan that concentrates members of the group
- in one district and excludes them from others may
- reflect wholly legitimate purposes.- Shaw, supra, at ___
- (slip op., at 14). But where the State assumes from a
- group of voters' race that they -think alike, share the
- same political interests, and will prefer the same can-
- didates at the polls,- it engages in racial stereotyping at
- odds with equal protection mandates. Id., at ___ (slip
- op., at 16); cf. Powers v. Ohio, 499 U. S., at 410 (-We
- may not accept as a defense to racial discrimination the
- very stereotype the law condemns-).
- Race was, as the District Court found, the predomi-
- nant, overriding factor explaining the General
- Assembly's decision to attach to the Eleventh District
- various appendages containing dense majority-black
- populations. 864 F. Supp., at 1372, 1378. As a result,
- Georgia's congressional redistricting plan cannot be up-
- held unless it satisfies strict scrutiny, our most rigorous
- and exacting standard of constitutional review.
-
- III
- To satisfy strict scrutiny, the State must demonstrate
- that its districting legislation is narrowly tailored to
- achieve a compelling interest. Shaw, supra, at ___ (slip
- op., at 21-26); see also Croson, 488 U. S., at 494 (plural-
- ity opinion); Wygant, 476 U. S., at 274, 280, and n. 6
- (plurality opinion); cf. Adarand, ___ U. S., at ___ (slip
- op., at 29). There is a -significant state interest in
- eradicating the effects of past racial discrimination.-
- Shaw, supra, at ___ (slip op., at 25). The State does not
- argue, however, that it created the Eleventh District to
- remedy past discrimination, and with good reason: there
- is little doubt that the State's true interest in designing
- the Eleventh District was creating a third majority-black
- district to satisfy the Justice Department's preclearance
- demands. 864 F. Supp., at 1378 (-the only interest the
- General Assembly had in mind when drafting the
- current congressional plan was satisfying [the Justice
- Department's] preclearance requirements-); id., at 1366;
- compare Wygant, supra, at 277 (plurality opinion) (under
- strict scrutiny, state must have convincing evidence that
- remedial action is necessary before implementing
- affirmative action), with Heller v. Doe, 509 U. S. ___, ___
- (1993) (slip op., at 6) (under rational basis review,
- legislature need not -`actually articulate at any time the
- purpose or rationale supporting its classification'-)
- (quoting Nordlinger v. Hahn, 505 U. S. 1, 15 (1992)).
- Whether or not in some cases compliance with the
- Voting Rights Act, standing alone, can provide a compel-
- ling interest independent of any interest in remedying
- past discrimination, it cannot do so here. As we
- suggested in Shaw, compliance with federal antidiscrimi-
- nation laws cannot justify race-based districting where
- the challenged district was not reasonably necessary
- under a constitutional reading and application of those
- laws. See 509 U. S., at ___ (slip op., at 23-24). The
- congressional plan challenged here was not required by
- the Voting Rights Act under a correct reading of the
- statute.
- The Justice Department refused to preclear both of
- Georgia's first two submitted redistricting plans. The
- District Court found that the Justice Department had
- adopted a -black-maximization- policy under 5, and that
- it was clear from its objection letters that the Depart-
- ment would not grant preclearance until the State made
- the -Macon/Savannah trade- and created a third ma-
- jority-black district. 864 F. Supp., at 1366, 1380. It is,
- therefore, safe to say that the congressional plan enacted
- in the end was required in order to obtain preclearance.
- It does not follow, however, that the plan was required
- by the substantive provisions of the Voting Rights Act.
- We do not accept the contention that the State has a
- compelling interest in complying with whatever
- preclearance mandates the Justice Department issues.
- When a state governmental entity seeks to justify race-
- based remedies to cure the effects of past discrimination,
- we do not accept the government's mere assertion that
- the remedial action is required. Rather, we insist on a
- strong basis in evidence of the harm being remedied.
- See, e.g., Shaw, supra, at ___ (slip op., at 26); Croson,
- supra, at 500-501; Wygant, supra, at 276-277 (plurality
- opinion). -The history of racial classifications in this
- country suggests that blind judicial deference to legisla-
- tive or executive pronouncements of necessity has no
- place in equal protection analysis.- Croson, supra, at
- 501. Our presumptive skepticism of all racial classifica-
- tions, see Adarand, supra, at ___ (slip op., at 21),
- prohibits us as well from accepting on its face the
- Justice Department's conclusion that racial districting is
- necessary under the Voting Rights Act. Where a State
- relies on the Department's determination that race-based
- districting is necessary to comply with the Voting Rights
- Act, the judiciary retains an independent obligation in
- adjudicating consequent equal protection challenges to
- ensure that the State's actions are narrowly tailored to
- achieve a compelling interest. See Shaw, supra, at
- ___-___ (slip op., at 23-24). Were we to accept the
- Justice Department's objection itself as a compelling
- interest adequate to insulate racial districting from
- constitutional review, we would be surrendering to the
- Executive Branch our role in enforcing the constitutional
- limits on race-based official action. We may not do so.
- See, e.g., United States v. Nixon, 418 U. S. 683, 704
- (1974) (judicial power cannot be shared with Executive
- Branch); Marbury v. Madison, 1 Cranch 137, 177 (1803)
- (-It is emphatically the province and duty of the judicial
- department to say what the law is-); cf. Baker v. Carr,
- 369 U. S. 186, 211 (1962) (Supreme Court is -ultimate
- interpreter of the Constitution-); Cooper v. Aaron, 358
- U. S. 1, 18 (1958) (-permanent and indispensable feature
- of our constitutional system- is that -the federal judi-
- ciary is supreme in the exposition of the law of the
- Constitution-).
- For the same reasons, we think it inappropriate for a
- court engaged in constitutional scrutiny to accord
- deference to the Justice Department's interpretation of
- the Act. Although we have deferred to the Department's
- interpretation in certain statutory cases, see, e.g., Presley
- v. Etowah County Comm'n, 502 U. S. 491, 508-509
- (1992) and cases cited therein, we have rejected agency
- interpretations to which we would otherwise defer where
- they raise serious constitutional questions. Edward J.
- DeBartolo Corp. v. Florida Gulf Coast Buildidng & Con-
- struction Trades Council, 485 U. S. 568, 574-575 (1988).
- When the Justice Department's interpretation of the Act
- compels race-based districting, it by definition raises
- a serious constitutional question, see, e.g., Bakke,
- 438 U. S., at 291 (opinion of Powell, J.) (-Racial and
- ethnic distinctions of any sort are inherently supect-
- under the Equal Protection Clause), and should not re-
- ceive deference.
- Georgia's drawing of the Eleventh District was not
- required under the Act because there was no reasonable
- basis to believe that Georgia's earlier enacted plans
- violated 5. Wherever a plan is -ameliorative,- a term
- we have used to describe plans increasing the number
- of majority-minority districts, it -cannot violate 5 unless
- the new apportionment itself so discriminates on the
- basis of race or color as to violate the Constitution.-
- Beer, 425 U. S., at 141. Georgia's first and second pro-
- posed plans increased the number of majority-black dis-
- tricts from 1 out of 10 (10%) to 2 out of 11 (18.18%).
- These plans were -ameliorative- and could not have vio-
- lated 5's non-retrogression principle. Ibid. Acknowl-
- edging as much, see Brief for United States 29; 864
- F. Supp., at 1384-1385, the United States now relies on
- the fact that the Justice Department may object to a
- state proposal either on the ground that it has a prohib-
- ited purpose or a prohibited effect, see, e.g., Pleasant
- Grove v. United States, 479 U. S. 462, 469 (1987). The
- Government justifies its preclearance objections on the
- ground that the submitted plans violated 5's purpose
- element. The key to the Government's position, which
- is plain from its objection letters if not from its briefs to
- this Court, compare App. 105-106, 124-125 with Brief
- for United States 31-33, is and always has been that
- Georgia failed to proffer a nondiscriminatory purpose for
- its refusal in the first two submissions to take the steps
- necessary to create a third majority-minority district.
- The Government's position is insupportable.
- -[A]meliorative changes, even if they fall short of what
- might be accomplished in terms of increasing minority
- representation, cannot be found to violate section 5
- unless they so discriminate on the basis of race or color
- as to violate the Constitution.- Days, Section 5 and
- the Role of the Justice Department, in B. Grofman &
- C. Davidson, Controversies in Minority Voting 56 (1992).
- Although it is true we have held that the State has the
- burden to prove a nondiscriminatory purpose under 5,
- e.g., Pleasant Grove, supra, at 469, Georgia's Attorney
- General provided a detailed explanation for the State's
- initial decision not to enact the max-black plan, see App.
- 117-119. The District Court accepted this explanation,
- 864 F. Supp., at 1365, and found an absence of any dis-
- criminatory intent, id., at 1363, and n. 7. The State's
- policy of adhering to other districting principles instead
- of creating as many majority-minority districts as possi-
- ble does not support an inference that the plan -so dis-
- criminates on the basis of race or color as to violate the
- Constitution,- Beer, supra, at 141; see Mobile v. Bolden,
- 446 U. S. 55 (1980) (plurality opinion), and thus cannot
- provide any basis under 5 for the Justice Department's
- objection.
- Instead of grounding its objections on evidence of a
- discriminatory purpose, it would appear the Government
- was driven by its policy of maximizing majority-black
- districts. Although the Government now disavows
- having had that policy, see Brief for United States 35,
- and seems to concede its impropriety, see Tr. of Oral
- Arg. 32-33, the District Court's well-documented factual
- finding was that the Department did adopt a maximiza-
- tion policy and followed it in objecting to Georgia's first
- two plans. One of the two Department of Justice line
- attorneys overseeing the Georgia preclearance process
- himself disclosed that -what we did and what I did
- specifically was to take a . . . map of the State of
- Georgia shaded for race, shaded by minority concentra-
- tion, and overlay the districts that were drawn by the
- State of Georgia and see how well those lines adequately
- reflected black voting strength.- 864 F. Supp., at 1362,
- n. 4. In utilizing 5 to require States to create ma-
- jority-minority districts wherever possible, the Depart-
- ment of Justice expanded its authority under the statute
- beyond what Congress intended and we have upheld.
- Section 5 was directed at preventing a particular set
- of invidious practices which had the effect of -undo[ing]
- or defeat[ing] the rights recently won by nonwhite vot-
- ers.- H. R. Rep. No. 91-397, p. 8 (1969). As we ex-
- plained in Beer v. United States,
- -`Section 5 was a response to a common practice in
- some jurisdictions of staying one step ahead of the
- federal courts by passing new discriminatory voting
- laws as soon as the old ones had been struck down.
- That practice had been possible because each new
- law remained in effect until the Justice Department
- or private plaintiffs were able to sustain the burden
- of proving that the new law, too, was discrimina-
- tory. . . . Congress therefore decided, as the Su-
- preme Court held it could, -to shift the advantage of
- time and inertia from the perpetrators of the evil to
- its victim,- by -freezing election procedures in the
- covered areas unless the changes can be shown to
- be nondiscriminatory.-'- 425 U. S., at 140 (quoting
- H. R. Rep. No. 94-196, pp. 57-58 (1975) (footnotes
- omitted)).
- Based on this historical understanding, we recognized
- in Beer that -the purpose of 5 has always been to
- insure that no voting-procedure changes would be made
- that would lead to a retrogression in the position of
- racial minorities with respect to their effective exercise
- of the electoral franchise.- 425 U. S., at 141. The
- Justice Department's maximization policy seems quite
- far removed from this purpose. We are especially reluc-
- tant to conclude that 5 justifies that policy given the
- serious constitutional concerns it raises. In South
- Carolina v. Katzenbach, 383 U. S. 301 (1966), we upheld
- 5 as a necessary and constitutional response to some
- states' -extraordinary stratagem[s] of contriving new
- rules of various kinds for the sole purpose of perpetu-
- ating voting discrimination in the face of adverse federal
- court decrees.- Id., at 335 (footnote omitted); see also
- City of Rome v. United States, 446 U. S. 156, 173-183
- (1980). But our belief in Katzenbach that the federalism
- costs exacted by 5 preclearance could be justified by
- those extraordinary circumstances does not mean they
- can be justified in the circumstances of this case. And
- the Justice Department's implicit command that States
- engage in presumptively unconstitutional race-based dis-
- tricting brings the Voting Rights Act, once upheld as a
- proper exercise of Congress' authority under 2 of the
- Fifteenth Amendment, Katzenbach, supra, at 327, 337,
- into tension with the Fourteenth Amendment. As we re-
- called in Katzenbach itself, Congress' exercise of its
- Fifteenth Amendment authority even when otherwise
- proper still must -`consist with the letter and spirit of
- the constitution.'- 383 U. S., at 326 (quoting McCulloch
- v. Maryland, 4 Wheat. 316, 421 (1819)). We need not,
- however, resolve these troubling and difficult constitu-
- tional questions today. There is no indication Congress
- intended such a far-reaching application of 5, so we re-
- ject the Justice Department's interpretation of the stat-
- ute and avoid the constitutional problems that interpre-
- tation raises. See, e.g., DeBartolo Corp. v. Florida Gulf
- Coast Trades Council, 485 U. S., at 575.
-
- IV
- The Voting Rights Act, and its grant of authority to
- the federal courts to uncover official efforts to abridge
- minorities' right to vote, has been of vital importance in
- eradicating invidious discrimination from the electoral
- process and enhancing the legitimacy of our political
- institutions. Only if our political system and our society
- cleanse themselves of that discrimination will all
- members of the polity share an equal opportunity to
- gain public office regardless of race. As a Nation we
- share both the obligation and the aspiration of working
- toward this end. The end is neither assured nor well
- served, however, by carving electorates into racial blocs.
- -If our society is to continue to progress as a multiracial
- democracy, it must recognize that the automatic invoca-
- tion of race stereotypes retards that progress and causes
- continued hurt and injury.- Edmondson v. Leesville
- Concrete Co., 500 U. S. 614, 630-631 (1991). It takes a
- shortsighted and unauthorized view of the Voting Rights
- Act to invoke that statute, which has played a decisive
- role in redressing some of our worst forms of discrimina-
- tion, to demand the very racial stereotyping the Four-
- teenth Amendment forbids.
-
- * * *
- The judgment of the District Court is affirmed, and
- the case is remanded for further proceedings consistent
- with this decision.
- It is so ordered.
-
- [MAPS FOLLOW THIS PAGE]
-